One of the roast important advancements in the
understanding of eating disorders is the recognition that severe and prolonged
dietary restriction can lead to serious physical and psychological
complications. Many of the symptoms once thought to be primary features of
anorexia nervosa are actually symptoms of starvation.
Given what we know about the biology of
weight regulation, what is the impact of weight suppression on the individual?
This is particularly relevant for those with anorexia nervosa, but is also
important for people with eating disorders who have lost significant amounts of
body weight. Perhaps the most powerful illustration of the effects of
restrictive dieting and weight loss on behavior is an experimental study
conducted almost 50 years ago and published in 1950 by Ancel Keys and his
colleagues at the University of Minnesota (Keys et al., 1950). The experiment
involved carefully studying 36 young, healthy, psychologically normal men while
restricting their caloric intake for 6 months. More than 100 men volunteered
for the study as an alternative to military service; the 36 selected had the
highest levels of physical and psychological health, as well as the most
commitment to the objectives of the experiment.
During the first 3 months of the experiment, the
volunteers ate normally while their behavior, personality, and eating patterns
were studied in detail. During the next 6 months, the men were restricted to
approximately half of their former food intake and lost, on average,
approximately 25% of their former weight. Figure 8.5 shows the Minnesota
volunteers at mealtime, and Figure 8.6 reveals the physical results of the
weight loss. Although this was described as a study of’ “semistarvation,” it is
important to keep in mind that cutting the men’s rations to half of their
former intake is precisely the level of caloric deficit used to define
“conservative” treatments for obesity (Stunkard, 1987). The 6 months of weight
loss were followed by 3 months of rehabilitation, during which the men were
gradually refed. A subgroup was followed for almost 9 months after the
refeeding began. Most of the results were reported for only 32 men, since 4 men
were withdrawn either during or at the end of the semistarvation phase.
Although the individual responses to weight loss varied considerably, the men
experienced dramatic physical, psychological, and social changes. In most
cases, these changes persisted during the rehabilitation or renourishment
phase.
What makes the “starvation study” (as it is commonly
known) so important is that many of the experiences observed in the volunteers
are the same as those experienced by patients with eating disorders. This
section of this chapter is a summary of the changes observed in the Minnesota
study. All quotations followed by page numbers in parentheses are from the
original report by Keys et al. (1950) and are used by permission of the
University of Minnesota Press.
FIGURE
8.5. Minnesota volunteers at mealtime.
Copyright 1950 by the University of Minnesota Press. Reprinted by permission.
FIGURE
8.6. Minnesota volunteers after weight
loss. Photo by Wallace Kirkland. Copyright 1950 by Life-Time-Warner.
One of the most striking changes that occurred in the volunteers was a dramatic increase in food preoccupations. The men found concentration on their usual activities increasingly difficult, because they became plagued by incessant thoughts of food and eating. Figure 8.7 illustrates the increase in the average ratings of concern about food, as well as corresponding declines in interest in sex and activity, for 32 subjects at different stages of semistarvation and rehabilitation. Food became a principal topic of conversation, reading, and daydreams.
As starvation progressed,
the number of men who toyed with their food increased. They made what under
normal conditions would be weird and distasteful concoctions. (p. 832) . . .
Those who ate in the common dining room smuggled out hits of food and consumed
them on their bunks in a long-drawn-out ritual. (p. 833). Cookbooks, menus, and
information bulletins on food production became intensely interesting to many
of the men who previously had little or no interest in dietetics or
agriculture. (p. 833) . . . [The volunteers] often reported that they got a
vivid vicarious pleasure from watching other persons eating from just smelling
food. (p. 834)
FIGURE
8.7. Average
ratings of the food, sex, and activity drives for 32 participants in the
Minnesota experiment. From Keys et al. (1950, p. 823). Copyright 1950 by the
University of Minnesota Press. Reprinted by permission.
In addition to cookbooks and collecting recipes, some of the men even began collecting coffeepots, hot plates, and other kitchen utensils. According to the original report, hoarding even extended to non-food-related items, such as: “old books, unnecessary second-hand clothes, knick knacks, and other ‘junk.’ Often after making such purchases, which could be afforded only with sacrifice, the men would he puzzled as to why they had bought such more or less useless articles” (p. 837). One man even began rummaging through garbage cans. This general tendency to hoard has been observed in starved anorexic patients (Crisp, Hsu, & Harding, 1980) and even in rats deprived of food (Fantino & Cabanac, 1980). Despite little interest in culinary matters prior to the experiment, almost 40% of the men mentioned cooking as part of their postexperiment plans. For some, the fascination was so great that they actually changed occupations after the experiment; three became chefs, and one went into agriculture!
During semistarvation, the volunteers eating habits
underwent remarkable changes. The men spent much of the day planning how they
would eat their allotment (If food. Much of their behavior served the purpose
(If prolonging ingestion and increasing the appeal or salience of food. The
men often ate in silence and devoted total attention to food consumption.
The Minnesota subjects were often caught between conflicting desires to gulp their food down ravenously and consume it slowly so that the taste and odor of each morsel would be fully appreciated. Toward the end of starvation some of the men would dawdle for almost two hours over a meal which previously they would have consumed in a matter of minutes.. . . They did much planning as to how they would handle their day’s allotment of food. (p. 833)
The men demanded that their food be served hot, and
they made unusual concoctions by mixing foods together, as noted above. There
was also a marked increase in the use of salt and spices. The consumption of
coffee and tea increased so dramatically that the men had to be limited to 9
cups per day; similarly, gum chewing became excessive and had to be limited after
it was discovered that one man was chewing as many as 40 packages of gum a day
and “developed a sore mouth from such continuous exercise” (p. 835).
During the 12-week refeeding
phase of the experiment, most of the abnormal attitudes and behaviors in regard
to food persisted. A small number of men found that their difficulties in this
area were quite severe during the first 6 weeks of refeeding:
In many cases the men were
not content to eat ‘normal” menus but persevered in their habits of making
fantastic concoctions and combinations. The free choice of ingredients,
moreover, stimulated “creative” and “experimental” playing with food . . .
licking of plates and neglect of table manners persisted. (p. 843)
Binge Eating
During the restrictive dieting phase of the
experiment, all of the volunteers reported increased hunger. Some appeared able
to tolerate the experience fairly well, but for others it created intense
concern and led to a complete breakdown in control. Several men were unable to
adhere to their diets and reported episodes of binge eating followed by
self-reproach. During the eighth week of starvation, one volunteer “flagrantly
broke the dietary rules, eating several sundaes and malted milks; he even
stole some penny candies. He promptly confessed the whole episode, [and] became
self-deprecatory (p. 884). While working in a grocery store, another man
suffered a complete loss of
will power and ate several cookies, a sack of popcorn, and two overripe bananas before he could “regain control of himself.
He immediately suffered a severe emotional upset, with nausea, and upon
returning to the laboratory he vomited. ...
He was self-deprecatory, expressing disgust and self-criticism. (p. 887)
One man was released from the experiment at
the end of the semistarvation period because of suspicions that he was unable
to adhere to the diet. He experienced serious difficulties when confronted with
unlimited access to food: “He repeatedly went through the cycle of eating tremendous
quantities of food, becoming sick, and then starting all over again” (p. 890).
During the refeeding phase of the experiment, many of the men lost control of their appetites and “ate more or less continuously” (p. 843). Even after 12 weeks of refeeding, the men frequently complained of increased hunger immediately following a large meal:
[One
of the volunteers] ate immense meals (a daily estimate
of 5,000—6,000 cal.) and yet started “snacking” an hour after he finished a
meal. [Another] ate as much as he could hold during the three regular meals
and ate snacks in the morning, afternoon and evening. (p. 846)
Such overeating took its toll:
This gluttony resulted in a
high incidence of headaches, gastrointestinal distress and unusual sleepiness.
Several men had spells of nausea and vomiting. One man required aspiration and
hospitalization for several (lays. (p. 843)
During the weekends in particular, some of
the men found it difficult to stop eating. Their daily intake commonly ranged
between 8,000 and 10,000 calories, and their eating patterns were described as
follows:
Subject No. 20 stuffs
himself until he is bursting at the seams, to the point of being nearly sick
and still feels hungry; No. 120 reported that he had to discipline himself to
keep from eating so much as to become ill; No. I ate until he was uncomfortably
full; arid subject No. 30 had so little control over the mechanics of “piling
it in” that he simply had to stay away from food because he could not find a
point of satiation even when he was “full to the gills.” I ate practically all weekend,” reported
subject No. 26.... Subject No. 26 would just as soon have eaten six meals
instead of three. (p. 847)
After about 5 months of
refeeding, the majority of the men reported some normalization of their eating
patterns, but for some the extreme overconsumption persisted: “No. 108 would
eat and eat until he could hardly swallow any more and then he felt like eating
half an hour later” (p. 847). More than 8 months after renourishment began,
most men had returned to normal eating patterns; however, a few were still
eating abnormal amounts: “No. 9 ate about 25 percent more than his
pre-starvation amount; once he started to reduce but got so hungry he could not
stand it” (p. 847). Factors distinguishing men who rapidly normalized their
eating from those who continued to eat prodigious amounts were not identified.
Nevertheless, the main findings here are as follows: Serious binge eating
developed in a subgroup of men, and this tendency persisted in some cases for
months after free access to food was reintroduced; however, the majority of men
reported gradually returning to eating normal amounts of food after about 5
months of refeeding. Thus, the fact that binge eating was experimentally
produced in some of these normal young men should temper speculations about
primary psychological disturbances as the cause of hinge eating in patients
with eating disorders. These findings are supported by a large body of research
indicating that habitual dieters display marked overcompensation in eating
behavior that is similar to the binge eating observed in eating disorders
(Polivy & Herman, 1985, 1987; Wardle & Beinart, 1981).
The experimental procedures involved selecting
volunteers who were the most physically and psychologically robust: “The
psychobiological ‘stamina’ of the subjects was unquestionably superior to that
likely to be found in any random or more generally representative sample of
the population” (pp. 915-916). Although the subjects were psychologically
healthy prior to the experiment, most experienced significant emotional
deterioration as a result of semistarvation. Most of the subjects experienced
periods during which their emotional distress was quite severe; almost 20%
experienced extreme emotional deterioration that markedly interfered with
their functioning.
Depression became more
severe during the course of the experiment. Elation was observed occasionally,
but this was inevitably followed by “low periods.” Mood swings were extreme for
some of the volunteers:
[One subject] experienced a
number of periods in which his spirits were definitely high These elated periods alternated with times
in which he suffered “a deep dark depression. [He] felt that he had reached the
end of his rope [and] expression the fear that he was going crazy.. . [and]
losing his inhibitions. (p. 903)
Irritability and frequent outbursts of anger were
common, although the men had quite tolerant dispositions prior to starvation.
For most subjects, anxiety became more evident. As the experiment progressed,
many of the formerly even-tempered men began biting their nails or smoking
because they felt nervous. Apathy also became common, and some men who had been
quite fastidious neglected various aspects of personal hygiene.
During semistarvation, two
subjects developed disturbances of “psychotic” proportions. One of these was
unable to adhere to the diet and developed alarming symptoms:
[He exhibited] a compulsive
attraction to refuse amid a strong, almost compelling, desire to root in
garbage cans [for food to eat]. He became emotionally disturbed enough to seek
admission voluntarily to the psychiatric ward of the University Hospitals. (p.
890)
After 9 weeks of starvation, another subject also
exhibited serious signs of disturbance:
[He went on a] spree of
shoplifting, stealing trinkets that had little or no intrinsic value. . . . He
developed a violent emotional outburst with flight of ideas, weeping, talk of
suicide and threats of violence. Because of the alarming nature of his symptoms,
he was released from the experiment and admitted to the psychiatric ward of the
University Hospitals. (p. 885)
During the refeeding period,
emotional disturbance (lid not vanish immediately hut persisted for several
weeks, with some men actually becoming more
depressed, irritable, argumentative, and negativistic than they had been
during semistarvation. After two weeks of refeeding, one man reported his
extreme reaction in his diary:
I have been more depressed
than ever in my life…. I thought that there was only one thing that would pull
me out of the doldrums, that is release from C.P.S. [the experiment] I decided
to get rid of some fingers. Ten days ago, I jacked up my car and let the car
fall on these fingers…. It was premeditated. (pp. 894-895)
Several days later, this man actually did chop off
three fingers of one hand in response to the stress.
Standardized personality
testing with the Minnesota Multiphasic Personality Inventory (MMPI) revealed
that semistarvation resulted in significant increases on the Depression, Hysteria,
and Hypochondriasis scales. This profile has been referred to as the neurotic
triad” and is observed among different groups of disturbed individuals
(Greene, 1980). The MMPJ profiles for a small minority of subjects confirmed
the clinical impression of incredible deterioration as a result of
semistarvation. Figure 8.8 illustrates one man’s personality profile: Initially
it was well within normal limits, but after 10 weeks of semistarvation and a
weight loss of only about 4.5 kg (10 pounds, or approximately 7% of his
original body weight), gross personality disturbances were evident. On the
second testing, all of the MMPI scales were elevated, indicating severe
personality disturbance on scales reflecting neurotic as well as psychotic
traits. Depression and general disorganization were particularly striking
consequences of starvation for several of the men who became the most
emotionally disturbed.
The extraordinary impact of scm istarvation was
reflected in the social changes experienced by most of the volunteers. Although
originally~
quite gregarious, the men becarAe progressively more
withdrawn and isolated. Humor and the sense of comradeship diminished amidst
growing feelings of social inadequacy:
Social initiative especially
and sociability in general, underwent a remarkable change. The men became reluctant to plan
activities, to make decisions, and to participate in group activities.... They
spent more and more time alone. It became too much trouble” or “too tiling” to
have contact with other people. (pp. 836-837)
The volunteers’ social
contacts with women also declined sharply during semistarvation. Those who
continued to see women socially found that the relationships became strained.
These changes are illustrated in the account from one man’s diary:
I am one of about three or
four who still go out with girls. I fell in love with a girl during the control
period but I see her only occasionally noxv. It’s almost too much trouble to
see her even when she visits me in the lab. It requires effort to hold her
hand. Entertainment must be tame. If we see a show, the most interesting part
of it is contained in scenes where people are eating. (p. 853)
FIGURE 8.8. Minnesota Multiphasic
Personality Inventory (MMPI) scores for one participant in the Minnesota
experiment during the control period (C), and after 10 weeks of calorie
restriction (S10) and weight loss of about 7% of his control weight. T scores between 30 and 70 are in the
normal range. Hs, Hypochondriasis; D, Depression; Hy, Hysteria; Pd,
Psychopathic Deviate; Mf, Masculinity-Femininity; Pa, Paranoia; Pt, Psychasthenia;
Sc, Schizophrenia; Ma, Hypomania. From Keys et al. (1950, p. 856). Copyright
1950 by the University of Minnesota Press. Reprinted by permission.
Sexual interests were likewise drastically reduced (see Figure 8.7). Masturbation, sexual fantasies, and sexual impulses either ceased or became much less common. One subject graphically stated that he had “no more sexual feeling than a sick oyster.” (Even this peculiar metaphor made reference to food.) Keys et al. observed that “many of the men welcomed the freedom from sexual tensions and frustrations normally present in young adult men” (p. 840). The fact that starvation perceptibly altered sexual urges and associated conflicts is of particular interest, since it has been hypothesized that this process is the driving force behind the dieting of many anorexia nervosa patients. According to Crisp (1980), anorexia nervosa is an adaptive disorder in the sense that it curtails sexual concerns for which the adolescent feels unprepared.
During rehabilitation,
sexual interest was slow to return. Even after 3 months, the men judged
themselves to be far from normal in this area. However, after 8 months of
renourishment, virtually all of the men had recovered their interest in sex.
The volunteers reported impaired concentration,
alertness, comprehension, and judgment during semistarvation; however, formal
intellectual testing revealed no signs of diminished intellectual abilities.
Physical
Changes
As the 6 months of semistarvation progressed, the
volunteers exhibited man)’ physical changes, including gastrointestinal
discomfort; decreased need for sleep; dizziness; headaches; hypersensitivity to
noise and light; reduced strength; poor motor control; edema (an excess of
fluid causing swelling); hair loss; decreased tolerance for cold temperatures
(cold hands and feet); visual disturbances (i.e., inability to focus, eye
aches, “spots” in the visual fields); auditory disturbances (i.e., ringing
noise in the ears); and paresthesias (i.e., abnormal tingling or prickling
sensations, especially in the hands or feet).
Various changes reflected an
overall slowing of the body’s physiological processes. There were decreases in
body temperature, heart rate, and respiration, as well as in basal metabolic
rate (BMR). BMR is the amount of energy (in calories) that the body requires
at rest (i.e., no physical activity) in order to carry out normal physiological
processes. It accounts for about two-thirds of the body’s total energy needs,
with the remainder being used during physical activity. At the end of
semistarvation, the men’s BMRs had dropped by about 40% from normal levels.
This drop, as well as other physical changes, reflects the body’s extraordinary
ability to adapt to low caloric intake by reducing its need for energy. As one
volunteer described it, he felt as if his “body flame [were] burning as low as
possible to conserve precious fuel and still maintain life process” (p. 852).
Recent research has shown that metabolic rate is markedly reduced even among
dieters who do not have a history of dramatic weight loss (Platte, Wurrnser,
Wade, Mecheril, & Pirke, 1996). During refeeding, Keys et al. found that
metabolism speeded up, with those consuming the greatest number of calories experiencing
the largest rise in BMR. The group of volunteers who received a relatively
small increment in calories during refeeding (400 calories more than during
semistarvation) had no rise in BMR for the first 3 weeks. Consuming larger
amounts of food caused a sharp
increase in the energy burned through metabolic processes.
The changes in body fat and
muscle in relation to overall body weight during semistarvation and refeeding
are of considerable interest (Figure 8.9). While weight declined about 25%, the
percentage of body hit fell almost 70%, and muscle decreased
about 40%. Upon refeeding, a greater proportion of the “new weight” was fat; in
tile eighth month of rehabilitation, the volunteers were at about 110% of their
original body weight hut had approximately 140% of their original body fat!
How did the men feel about their weight gain
during rehabilitation? “Those subjects who gained the most weight became
concerned about their increased sluggishness, general flabbiness, and the
tendency of fat to accumulate in the abdomen and buttocks” (p. 828). These
complaints are similar to those of many eating disorder patients as they gain
weight. Besides their typical fear of’ weight gain, they often report “feeling
fat” and are worried about acquiring distended stomachs. However, as indicated
in Figure 8.9, the body weight and relative body fat of the Minnesota
volunteers was at the preexperiment levels after about 9 months of rehabilitation
FIGURE 8.9. Body weight and body fat expressed as percentages
of the control values for the volunteers in the Minnesota experiment. C,
control; Sn, weeks of semistarvation; Rn, weeks of rehabilitation. From
Keys et al. (1950, p. 117). Copyright 1950 by the University of Minnesota
Press. Reprinted by permission.
In general, the men responded to semistarvation with reduced physical activity. They became tired, weak, listless, and apathetic, and complained of lack of energy. Voluntary movements became noticeably slower. However, according to Keyes et al., “some men exercised deliberately at times. Some of them attempted to lose weight by driving themselves through periods of excessive expenditure of energy in order either to obtain increased bread rations ... or to avoid reduction in rations” (p. 828). This is similar to the practice of some eating disorder patients, who feel that if they exercise strenuously, they can allow themselves a bit more to eat. The difference is that for those with eating disorders, the caloric limitations are self-imposed.
As is readily apparent from the preceding description
of the Minnesota experiment, many of the symptoms that might have been thought
to he specific to anorexia nervosa and bulimia nervosa are actually the results
of starvation (Pirke & Ploog, 1987). These are not limited to food and
weight, but extend to virtually all areas of psychological and social
functioning. Since many of the symptoms that have been postulated to cause
these disorders may actually result from undernutrition, it is absolutely
essential that weight be returned to “normal” levels so that psychological
functioning can be accurately assessed.
The profound effects of
starvation also illustrate the tremendous adaptive capacity of the human body
and the intense biological pressure on the organism to maintain a relatively
consistent body weight. This makes complete evolutionary sense. Over hundreds
of thousands of years of human evolution, a major threat to the survival of the
organism was starvation. If weight had riot been carefully modulated and
controlled internally, early humans most certainly would simply have died when
food was scarce or when their interest was captured by countless other aspects
of living. The Keys et al. “starvation study” illustrates how the human being
becomes more oriented toward food when starved and how other pursuits important
to the survival of the species (e.g., social and sexual functioning) become
subordinate to the primary drive toward food.
One of the most notable
implications of the Minnesota experiment is that it challenges the popular
notion that body weight is easily altered if one simply exercises a bit of
“willpower.” It also demonstrates that the body is not
simply “reprogrammed” at a lower set point once weight loss has been achieved.
The volunteers’ experimental diet was unsuccessful in overriding their bodies’
strong propensity to defend a particular weight level. Again, it
is important to emphasize that following the months of refeeding, the Minnesota volunteers did not skyrocket
into obesity. On the average, they gained hack their original weight plus
about 10%; then, over the next 6 months, their weight gradually declined. By
the end of the follow-up period, they were approaching their preexperiment
weight levels.