University of Pennsylvania
See the author's Globalization || plus Texts || Concepts || and related papers by Mlinar || and Riggs .
The world got smaller, meaning more connected; the world grew, meaning more people and things. The physical size of the world is not measurably different, although its sheer weight probably is more, but not worth making estimations of it. Then there are evaluative characterizations of the world as a physical entity: it is warmer, maybe; smoother, hard to assess; more polluted, but that depends on for what and whom; older, for sure; closer or farther from other celestial objects, how to tell. All of these express change over time in its elemental form of before and after, a real constant, only reversible by the mental acts of fantasy or logic.
What we do know is that the human system is becoming, for practical concerns, has become global, a total system. It has also become more complex. Both terms refer to the world as a human, social system increasing by magnitudes of scale with defined physical limits. The world has always been a global system physically and certainly has become more complex with the arrival of living entities, but that took a very long time compared to the global development of the human social system.
The scale of the world's human system has become bigger and can become much bigger very
quickly without its population becoming larger. Its human system can expand without either
growth in numbers of people or things with its present surface physical limits. Indeed, the size
of the world's population can shrink or the numbers of things on it can diminish and the world
can still have a human social system that is rapidly getting bigger and more global, even without
significantly hanging the world as physical system.
A version of this paper was presented to the
International Seminar on Autonomy and Interdependence: Approaches to the
Study of Local- Global Relations of the Thematic Group #6, the Sociology
of Local-Global Relations, International Sociological Association,
Pultusk, Poland, June 27-29 1997.
The World as Physical and Social Space
Physical spaces are dimensions of relationships among objects. Social space must be defined
by cognitive mapping of defined social objects and activities, which will also contain at least
implications about their physical dimensions. Both social and physical space involve relational
properties. Both express distance/proximity and sequence/time. The concepts of social space
use the logic of the physical, as is routine in statistical analysis, where proximity of properties
of objects is "mapped" for inferences. In a general sense, knowledge is the mediator defining
social space as relationships of distance and time among human societies, organizations, and
individuals as well as to physical spaces and things arrayed across them.
All societies, organizations, and individuals occupy both social and physical space and history.
In this sense, all human acts have spatial and temporal coordinates, but those include social
spaces, whose absence is noted by a random distribution in a logical space. All observations
have stipulated and unspecified coordinates. "This was a vote in the last Italian election" is such
an observation without a specific designation of the place it was observed, but such a place is
known to "exist", even if outside of Italy. Hence, all observations have unique standings in
physical, social, and temporal places. Under certain circumstances, it is sufficient to know one
of these to know another. If an object had only one social niche, which had a specific temporal
one, by knowing the social niche, the object can be dated. In practice, approximations are
made to identify one coordnate, a place, from knowledge of another, a period in history, a
common exercise in archeology.
It took a long time to map the earth in terms of universal spatial coordinates. The first step
was the surface, the earth as a spherical plane constructed from various composites, the most
crude of which were water and land. As the map became more sophisticated in terms of
composites and ups and downs, these coordinates also acquired more social spatial meaning,
including those of economics and politics, and, finally, specialized maps of all kinds. Today the
physical spatial frontiers are below and above the surface, extending outward into "real space.
These cognitive extensions remain socially trivial, except in fiction.
Macro-Micro, Multiple Levels, and Global-Local
The core logic of social science analysis is across levels of human aggregation and
organization and of all the sciences, across time. Macro-micro is a relational analytical concept
used to refer to what is including and what is included and admits two levels. Except for the
rule of inclusion, its application is arbitrary just as the concept of "to the left and right of"
depends on where one stands. In economics the nation-state is generally the designated macro
level for industries, sectors, regions, and individuals. The global economy is the macro for the
nation-state.
Multiple levels parallel the concept of macro-micro but with intermediate "macros", each of
which are also "micros", except for the most inclusive one, which is either a logical point in
analysis or an empirical one, the world as a whole. In the logic of aggregation, a higher level,
the macro, always must include everything at a lower level plus one other "thing". The tightest
of the multi-level logics in the strict sense of inclusiveness are a symmetrical pyramid or a cone.
The concept of global-local implies physical empirical referents of territory, unlike the logical
concepts of macro-micro and levels. It can also refer to the mst encompassing spatial
aggregation and the last point of its de-aggregation. The concept of place is a unique location
in time and space. For individuals with territorial social and political systems, residences, with
the proper names of individuals attached to them, are among the most fixed physical locational
coordinates in the world of states.
Precise locations in social and now electronic spaces are now also common. Unlike most
human-physical spatial coordinates that, as a practical matter, can be relatively free of time
dimensions because they do not change very much or do so very infrequently, social and
electronic spaces require temporal coordinates, including movements both in time and in
physical space. People change jobs, join different organizations, connect to more than one
electronic system, and travel. A technical possibility that would identify the individual with only
one location is the cell phone grafted into the body and integrated into a total global electronic
network, from which escape could be achieved only by deep burial in the earth or launch into
outer space. That thought aside, most spatial social and physical coordinates are becoming more
complex and dynamic for more people.
Territorial-Political Dimensions of Space
Physical space and its composites have always been controlling forces in human evolution and
behavior, for most of human history determining ones. Human settlements, social units
occupying physical niches, have been at the heart of human social order and organization for
nearly all of historically traceable societies. The social and political organization of space have
defined human civilizations and development, indeed shaped the configurations of the evolution
of the genetic structures of the human race. These are described in anthropological research as
universal patterns of relationships between human nature and physical space across all cultures
and in psychology as ubiquitous comfort zones of distances from strangers and ofspring.
The main avenue of human development has been the expansion of individual freedom.
Liberation from the fortunes of the immediate offerings of food, shelter, and security within
walking distances came with agriculture and subsequent serfdom to land with hierarchical
control of access to its yields. Mass production and improved transportation freed people from
land and yet put them into the bigger cages of states with capacities to tax, incarcerate, and kill
but also to assure accumulation for investments that could increase the scale of organization for
defense, conquest, and stability in the use of land. Higher levels of territorial political
organization provided more freedom from the constraints of the immediate physical
environment, almost always at the cost of a different kind of social and political subordination,
but generally with better and more reliable benefits. The principle of state subordination,
sovereignty, was constrained by local realities in two ways. The first recognized past differences
among localities in production, culture, language, often overlaid with a dynamic meshing and
mixing of these into ethnic and national identities. The most formalized of this necessary
compromise between control and local autonomy was the political federation, a compact
between several lesser and one greater, not necessarily stronger, entities. The second
recognized the necessity of adjusting to local traditions in order to dominate the local. Local
people were appointed as political authorities with some discretion but were controlled by the
center, with the expectation that deviance would be punished, often brutally.
These two accommodations between higher level authority and local variations often resulted
in mixed patterns of local political autonomy and an enduring dynamic of conflict fixed in the
structure of the politics of all territorial states--center-local. Nonetheless, the hierarchal
impulse to control with its push to the political center redced social diversity within its physical
space. The public secular justifications for reducing those differences during the past few
centuries or so of state formation was social justice through authoritative allocation of resources
and the imperatives of size to enable collective achievements of both wealth and cultural
development. To this was added the fear of neighbors aspiring to impose their values or
exploit for gain.
Political consolidation and cultural homogenization were the hallmarks of the modern
nation-state, euphemistically so named. From about 5,000 identifiable political entities in the
15th century, Europe was consolidated into about 25 by the middle of this one. Contiguous
areas sharing a common pattern of culture of settlement came together in large states. All of
North America became three countries, and Japan, Germany, and Italy were unified in the 19th
century. India, Pakistan, and Indonesia were put together in a process of de-colonization in the
20th. The divide to rule principle prevailed in Africa and the Caribbean, more accurately, to
share the rule. Then, there were the poly ethnic empires of Austria and Turkey and the twice
assertive 20th century imperial political systems of Germany and Russia, the stories of whose
demise must include the forces of global developments.
With industrialization and urbanization from the middle of the 19th century until the 1980s,
the centers gained authority and resource capacity relative to the local. Wealth based on land,
accessible to local authorities, shifted to those in transactions, buying and selling, favoring the
regional, to manufacture favoring the national level of government to observe and tax. The
record of those countries whose economies more or less consistently grew during this period
shows that national governmental revenues grew even faster. Their administrative/bureaucratic
structures also expanded in activities and assertions of providing benefits faster than lower levels
of government justified by claims of defense against threats from others or nature. Regulation
supplemented taxes and expenditures as the means of state control.
By the beginning of the 20th century contiguous territory had become the primary foundation
of the state with colonies with histories of mixed motives and losers and winners. The economic
successes by the 1950s of a smaller Germany and Japan and the rise of strong economies on
little pieces of Asian territory in the 1970s put to rest ideas of territorial expansion as the path to
wealth and world power. By then it was clear that knowledge, skills, and organization, coupled
with access to resources and markets, could make little places big players.
After the momentum of central control began to diminish in the wealthier states in the 1970s in
part because the state lost control to global and regional forces and institutions which opened up
channels for localities to the global, most states adjusted their national-local relations. The
centers also approached the limits of appropriation of national resources for re-distribution,
about half of the estimates of their annual production of monetarized wealth. To take more
converged on resistance from both investors and consumers, risking declining economic growth
as well as political discontent. The new local-higher level relationship acquiring political
attention today is the local with the global, including transnational regions.
The secular justification for governance has shifted from collective well-being and achievements through rulership to individual opportunity through democracy, undermining the rationale for subordination of individuals, localities, and groups to the state. In so far as the ideology of democracy must be inclusive and, hence, global, the structure of conflict between the global and the state, the local and the national, has been re-cast as one of multiple competing and conflicting levels.
The stories of weak states with poor economies are differnt from the
successful consolidators. They never were able to extract much more than
a fifth of reckoned annual economic production, bureaucratically reaching
but rarely penetrating their localities. Those economies, with a few
exceptions, will never become national. Further, the collapsed communist
states did not attain anything like complete state formation and many
localities either broke away and went their own ways. More small states
can be expected and they will start fresh as locals in the global.
State creation and consolidation brought
the globe into a single, little system, an international system of states
with about the level of complexity of a modest village. Personalities
mattered, relationships were driven by liking and hating, barter exchanges
prevailed, resentments accumulated against the big guys, goods were
stolen, and bad guys were scolded and occasionally were beaten up. From
time to time fights broke out and opportunities for revenge taken, "tit
for tat". This is not to say that the players in the international system
of states were stupid but rather their game was rather simple, even if
intensely played for high stakes. Of course, exclusive possession of
physical space was crucial to status and territorially inspired conflicts.
But others began to engage in activities that would develop into more
complex, interesting, and satisfying systems. .
A World of Cities
The other side of the emergence of states
into an international territorial system with its "laws of war and peace"
was the growth and expansion of cities, undermining land as the primary
basis of economic and political power and then becoming a foundation for a
global political economy. Not only have cities grown in sheer size and
scale but the number of large ones, over a million people, has increased
during the past 40 years from about a hundred to over 300 today. About
half of the new ones are agglomerations of people and organizations in
China and India and do not approximate anyting like political communities,
but they are composed of economic interdependencies in a physical locality
and share a common fate. In addition, there are thousands of smaller
entities absorbing population from rural areas and linking with these
larger cities. Although the majority of the world's population remains
rural and millions of villages persist, their share of the world's
population is not increasing and will decrease. As farming as a way of
life disappears in those areas with increasing agricultural productivity
and if, as seems likely, the world's population will stabilize in 20-30
years prior to some decrease, then it is likely that the main stratum of
the world will be in middle sized urban places and in a larger number of
very large but not "mega" cities.
At the present time various cities are
being positioned in a hierarchy of cities. One tier is clearly
global--London, New York, Tokyo with a few contenders, among them
Singapore, Shanghai, and San Paulo. A more inclusive definition could put
the number at a politically pretentious 50 or so. A second tier is
transnational-regional, Berlin, Chicago, Milan, and Vienna being examples.
A third is those of national dominance with a strong international
presence, Paris, Moscow, Lagos among them. Then there is the fourth tier
of cities of about a million or less population that are regional
entities, linked to established national centers as well as directly to
national, transnational, and global cities.
During the development of strong states and
the establishment of about 100 weak ones in the 20th century, dialogues
about the state carried notions about size, autonomy, and viability.
Diminutive states or those isolated in their neighborhoods would require
special protection from the international system of states, including
formal recognition of neutrality. Along the same lines, a "people",
politically identified as such, would be protected as minorities and
supported in their quest for "ultimate" securty, whether false or not, in
a state.
One difference between the "new" global
economy and the "old" international system of states is both the economic
viability and political autonomy of small states. The turning point in
state consolidation in the late 20th century was the collapse of its last
great empire and the growth in the number of smaller states. Past
ideological resistance against small states by the leading ones, including
the doctrine of "willing and capable" to meet international oblations as
criteria for recognition as a state. During the past few years countries
with less than five million population have not only acquired formal
recognition but also have semblances of economic viability. These
countries have the international measure of "city-states" in a world of
nearly six thousand millions.
The political system of the world is now
made up of two conflicting systems, one of cities and political
communities within them as well as their organizations and associations
with counterparts in other countries in a global political economy and the
other the international system of states--the new and the old. The elite
of the first is a loose association of business leaders trained in a
common curriculum, professionals with various knowledge and amusement
based activities, and regional and local public officials dealing with
problems of transportation, education, the environment; that of the second
are national political party leaders, trade union officials, military
officers. The first rests on weak institutions and habits; the second on
interests tied to place, including farming and "in-place" industries with
a strong presence in the recruitment of political leaders, embedded in
territorial principles, including elections, and local traditions of
political organization and articulation.
The new, of course, threatens and disrupts
the old. It restrains the options of national governments in taxation,
economic distribution, and subsidies to old industries and he poor and
marginalized. Differences in national political party platforms and
programs diminish among countries in international agreements on issues of
the environment, investment, immigration advocated by localities and of
trade, exchange of information, and free flow of capital and human
resources, supported by transnational groups. National governments are
squeezed from both above and below, by local-global political alliances.
Publicized cases are cities seeking athletic contests, allying with
international sports interests, lobbying other international groups,
including legislatures of other states, and then pressing their own
national government to grant subsidies and tax exemptions.
A Variety of Places
The world has become bigger in thousands of
places through the processes of their being integrated into global system
of expanding scale. One obvious consequence is that production has been
decentralized and made into a system integrating productive activities
everywhere along with distribution in a flow spanning continents. But
integration requires standardization of information and components.
The downsides of globalization are the
appearances of everything the same everywhere, losses in cultural
diversity, and a shrinking of the social repertoire for adaptations to
unforeseen changes in viruses, weather, or extra-territorial intrusions.
A global culture emerges in response to a global system, obliterating
cultures reflecting centuries of human social evolution.
Exchanges and transactions, however,
require variety distributed across social and physical space. If
everything in Place A were the same as Place B, then any exchange between
them would have no consequence except as performance of ritual. Why do
places become different, differentiate, as they increase their contact
with each other and become integrated?
First any social unit, including the
individual, seeks out variety at low or convenient cost. They do so
because acquiring variety and incorpoating it increases the chances of
that social unit becoming more valuable to others, more likely to exchange
with it. By combining something different with what it has, it is
possible to become different from others. To the extent that a component
of a social system is different in standardized ways is the extent to
which it increases its attractiveness to others and acquires more worth or
status. For physical places this includes things, ideas, experiences, and
appearances.
Second, the more traffic in and out of an
organization or place, the cheaper the unit costs of importing and
exporting or sending and receiving. To this must be added the long term
declines in the transporting goods and transmitting ideas, which on the
whole have reduced the time/cost/distance restraints on movements across
space to near zero. The main costs remain the encoding and decoding of
items for movement or transmission rather than their actual re-location.
Third, as variety increases and becomes
easily available, the ultimate act of fitting something new onto something
else or one's self is eyeballing the item in multi-dimensional contexts of
its origins and production. This becomes more important as abundance
increases requiring responses to marginally diminishing differences among
things, ideas, and experiences. Standardized electronic communication has
not reduced business travel, exhibitions, face-to-face meetings, indeed,
automobile and fashion shows, where small differences in presentations can
have huge consequences in earnings.
Fourth, places and organizations become
attractive to the extent that they innovate. That requires interaction
among special kinds of people, usually those with up-scale preferences for
variety. They operate in unstandardized environments to facilitate
discovery and are accustomed to demand special consumption opportunities
readily accessible in near physical and social space.
An important general theorem "discovered"
in social science in the 1920s an still being expounded today is
Hotelling's to explain why the same product retailed in the same
place--jewelry, automobiles, clothing being familiar examples that can be
multiplied. This despite cheaper occupancy costs elsewhere and locations
available without competitors. The reason is that customers make a
categoric decision to purchase something and then search for the most
preferred item in that category. The theorem has been applied to other
arenas, including ideological positioning of political parties in
elections.
The theorem can be extended to "high-tech"
global organizations. Because they are linked in electronic communication
networks, it could be expected that they would be geographically dispersed
to have cheap land and to secure themselves from unwanted invaders. And
yet similar creative organizations are found in enclaves using expensive
space. The reason is that the members of these organizations want a
variety of specialized amenities which require aggregating people in
sufficient numbers to provide them with some efficiency and at the same
time to have access to historical centers in large cities associated with
"culture". The configurations of location with access to these amenities
not only attracts unique configurations of variety in particular place but
also stimulates upgrading their quality. That is why quality products and
experiences are found in large places.
Finally, not only is there a need, a
necessity for variety to prosper and develop but also a counter-balancing
one for familiarity. Thus all places must offer some things that are the
same in order to attract those that are different. The standardization of
hotels in strange places is an example. Those that try to be different do
so in familiar places. In attracting people and organizations that are
different, localities must also re-assure or comfort them with what they
have experienced to make encounters with the "new" more tolerable. Large
aggregations of populations thus have "cutural", sometimes residential
ghettoes, their versions "China" towns, American clubs, and French
schools. But these become part of the place, making it different as
peoples of many cultures commingle. Rather than every place being the
same, every place has a little bit of whatever other place has but it is
never quite the same. Large places will have social and physical enclaves
of other places, bundling together similar things into something
different.
The World as a City
Democracy has become a single, global
ideology for authority. There are no credible alternatives at this time.
There will be contested interpretations of democracy, a search for African
democracy, social democracy, and others. Democracy, however, requires
small political spaces for familiarity based trust. National democracy at
best is approximate representation of group interests. Complex,
cross-cutting interests and individual quests for dignity are difficult to
accommodate in few political parties necessary for a majority or a single
national policy for equity. These differences which multiply with social
development necessitate at least as unique a social standing and a
political opportunity as each individual's genetic composition and
history.
Just as 19th century institutions of
representative democracy--political parties, elections, and
legislatures--are being established in the new democracies, they are being
abandoned in the old ones by withdrawal of individual trust and
participation in them. Political organizations in the cities of
industrializing countries were stories of political elites often
controlling changing populations through corruption by political parties,
as is happening today in the local politics of new democracies in poor
countries.
New forms of political community are being
formed in urban places--neighborhood organizations, residential
associations, affinity based residential blocks or areas. Higher
educational institutions produce thousands of self-identified coorts each
year, increasingly made up of many peoples and cultures. Industrial and
research parks offer life-styles as well as work. Economic organizations
take on political activities, supporting political parties or candidates
or "volunteering" to help others.
Democracy as a process requires negotiation
of differences for collective action. Negotiations require trust or
arbitration by third parties. Both are based on small social and physical
spaces affording repetition to generate familiarity to trust others or to
entrust third parties to guarantee a "fair" process.
The fears from past experiences with small
units are that they exclude the unfamiliar and become maladaptive. They
run down as closed countries do. Burma, Cuba, and North Korea stand as
instructive examples. The deadly structural dynamic in reforming the
Soviet Union was that to maintain hierarchical control by a single party,
the country had to remain closed. To grow it had to import variety as all
human systems do, just as families have to import genes. Opening the
system destroyed encompassing hierarchical control of information. New
information accelerated the de-legitimatization of the big Soviet
political system.
Democracy requires openness and inclusion. Those are values which must be learned to offset those of fear and closure to the unknown. If the system, no matter how small, is open then it will be open to the global system. Although perhaps a matter of faith, the technologies of closure are not sufficient to offset those of penetration. Of course, democracies can and should have the right to fail. If they are small democracies, the scale of the global system will be affected no more than the world's physical size is by bombardments from outer space. New social spaces, new places, can be easily established and integrated into the global system, a very big place made up of a lot of big places and little ones that are getting bigger.
See Texts , Concepts, Mlinar's paper and a paper by Riggs.