*This is a substantial revision of a draft presentation at the 41st Annual Meeting of the International Studies Association, Los Angeles, March 14-28, 2000. Further editing of the HTML coding is needed.
Globalization trumps international relations as a concept
in theories of world change. It is a process by which human societies
become components of a total world system. Relations among countries today
are becoming sub-systems of this system, acting both negatively and
positively, on the more encompassing, stronger, and faster processes of
the development of human societies.
The basic argument is that general theories that have been used to explain
how human societies developed into an international system of states can
also partially explain why the relations among them change to create a
global system. Globalization thus becomes a transitional process by which
one kind of system supercedes another. This transition cannot expected to
be a smooth progression, anymore than the system of European
international relations came to dominate the political systems of feudal
orders and empires. The international system of states, which, in the
second half of the twentieth century, enveloped all other territorial
political systems, was almost always either violently unstable or
threatened to be so. It may again re-assert its primacy over these forms
of incipient, global human organizations and even harm them. Yet no single
state today can claim its superiority as the sole vehicle of human
development and civilization.
Despite fears that globalization is a ruse for Americanization,
development is a global process. Civilization is no longer the possession
of any specific people but of human societies
everywhere.
Theories of developmental change can be used to explain
the emergence and relative importance of states, their rise, ascendance,
and decline. Setting aside wars and epidemics, the theoretical and
empirical societal equivalents of physical catastrophes, states emerged
from the processes of development that integrated diversity. The
integration of diversity at levels higher than states means that they are
being superceded by another system in the processes of developmental
change.
The theoretical dynamics of increasing scale explain the
great processes of modernization, which made possible the conditions for
mega-urbanization and state formation that generated the system of
relations among sovereign states and defined the foundations of European
international relations. The rate of change and qualitative improvement of
state development during the nineteenth century was so vast that the
largest armies that the world had ever seen were mobilized for Napoleon’s
march into Russia--about 600,000 horse assisted, pillaging troops. That
army was less than those killed a century later during a single battle of
the First World War. The following two decades saw another step function
increase state development, manifest in the great urban manufacturing,
trading, population centers as well as in the destructive capacities of
the arms of nations. Theories of relations among states were used to
explain the behavior of states in an international system, using the
dynamics of equilibrium, conflict, and collective decision-making of
relatively autonomous system actors.
All human organizations are spatially identifiable. At
least for the past two centuries, states have been defined as political
systems with relatively strong jurisprudential claims to exclusive
hierarchical control over territory in the principle of sovereignty--none
other and none higher. As the level of development of any territorial
social system increases, there is a push against its territorial
constraints from processes of development from new variety. All
territorial political systems have an approximate theoretical development
limit, beyond which maintaining control though closure of boundaries and
tightened hierarchical efforts Aruns down@ the system. That limit
diminishes relatively as the “environment, regional or global, develops.
That point was reached during the past two decades happily for the
populations of relatively developed countries and unhappily so for many in
the less developed ones. For about the past two centuries, development,
measured in terms of wealth, was a matter of the development of countries.
It was both of political and theoretical importance to compare countries
with more and less wealth and examine the relationships that explained
economic growth. Development for
many regions and countries today has moved beyond what is expressed in the
standard measures of Gross and Domestic National Products of value in
market exchanges. Indeed, productivity is now associated with the general
organizational framework in which work takes place. The worth of the same
individual doing he same thing in two different kinds of political
economies is radically different depending on the production sector within
a country or a region where the work is done.
Human social development occurred in a few world regions and societies eight or so thousand years ago. Only a very few of them expanded territorially as empires and left legacies in temperament, habits, and knowledge. Empires, based on the hierarchical control of surface land, are human social organizations in the modality of ecology with its dynamics of invasion, resistance, and dominance. Although capable of massive collective human achievements, they had limited success in transforming the human societies they claimed to control. Almost all empires remained poly-ethnic political systems, despite efforts to achieve religious and ideological homogeneity. They used warfare and threat as the means to subdue local populations, expand territorial wealth, and resist invaders.
The bureaucratic hierarchies of nineteenth and twentieth
century secular states supplanted empires as the engines of development
through organizational intensification of production and trade,
transformation of human societies through nationalism, and massive urban
concentration through construction, communication, and transportation
technologies. By the end of the twentieth, an international system of
states had triumphed over the last of the large empires. For most of their
existence, the most developed states were involved in wars of national
autonomy and subjugation of adjacent territories, reaching outward to seek
and maintain access to resources in colonized areas and
for security. Today, development is global. That is what is meant
by globalization--developmental processes that are taking place in the
world as a single, poly-ethnic human system society.
[1]
The world as a single human system has no external enemies, except
those imagined from outer space, weather disturbances, and cracks in the
earth’s surface. It does have weakly integrated components. It does not
yet have a single hierarchy and it is unclear whether it will acquire
stability with a strong concert of national political systems to subdue
local conflicts or a central control center.
Why Development Explains
Globalization.
A general theory of development supercedes theories of
international relations for the following reasons: 1) it explains the
emergence and relative importance of system components, why states form,
ascend, and recede; 2) it sets the framework for system transformations,
why principalities merge into empires, empires bread down into territorial
states, and incipient international and transnational institutions emerge;
and 3) it provides a foundation for understanding the belief systems that
are used to explain and justify social, economic, and political relations,
both secular and sacred, why nationalism underpinned the state, as
universal human rights now seem to be doing for a global system. A general
development theory is inclusive of historical processes, at least those
since the beginnings of identifiable
civilizations @
their durability, and their rates of change.
Development is a general dynamic of human social systems that increase
their scale. [2] As such it provides a framework for
predicting the future.
Development drives human activities to more inclusive relations. More
encompassing systems develop by generating variety at a rate higher than
those of smaller scale. That variety is integrated faster in more
developed rather than less developed systems, in turn leading to yet more
innovation, integrated at even a faster pace. The arena with the most
variety today and the one with the greatest possible scale is the global
human system. That is the current developmental, territorial limit
even though we aspire to find other human like societies in the
universe.
All systems are more or less developed which can be described as their
level of complexity. The most important fact about change in any human system
is whether or not it develops, whether or not it is a developmental system.
Only some human systems are developmental, that is, contain processes by which
they autonomously increase their complexity. All living systems have evolved in
ways still poorly understood. They grow, survive, and decay, but do not
autonomously develop except through adaptation. Human systems have a
hypothesized psychological process of Aself-actualization@, or the will to become. A few human social systems
invented and changed themselves by acts of will and imagination, and choose
their future. Even a fewer of them got Abetter@
because of choice. Indeed, almost all identified human systems of the past
disappeared.
The international system of states that took form in Europe with the
collapse of feudalism was a simple system. By the late nineteenth century in
most of western and central Europe, as well as Italy, developmental dynamics
were engaged at the state level, rapidly aggregating production and
distribution at levels higher than villages, cities, and regions. Integration
was Aforced@
through the instruments of strong internal coercive institutions, distribution
of wealth through welfare, and the construction of infrastructures for exchange
and transportation. Creating systems of greater scale through the design and
application of hierarchy is the main modality of modernization. Along with
these hierarchical control agencies based on coercion were those of persuasion
in constitutions, symbols of nationhood, and political parties. Because of the
disruptions from industrialization, all early-industrialized states of Europe
established strong national bureaucracies. The trans-Atlantic counties were
latecomers because of the Afederal@ realities of their great size.
Even after the increases in number of states after the two major wars of
the twentieth century, relations among them were relatively simple: wars,
diplomacy, subversion, exchange, alliances, and public expressions of approval
and disapproval. However subtle, the international system had about the level
of complexity of a village of a hundred families. The level of development, the
sheer strength, of a few of the states, of course, was sufficient to either do a
lot of harm or good to the weak ones. International institutions, clubs of
various kinds, were established at the end of the nineteenth century for
various purposes, often specific ones and the processes of contemporary
globalization began, interrupted by wars, and accelerating after the weakening
of the Soviet Union in the 1970s.
Western Europe may have been more Aintegrated@ before the fragmentation following the rise of strong
nation-states and than today. But in fact what appeared to be unity came from
uniformities among small segments of the population in Latin languages,
Christian religions, and Roman laws. The European system was low on inclusion
and the range of activities it could impact. It may be true that a greater
share of national wealth marked the beginning of the twentieth century in
international trade, higher rates of inter-state labor mobility, and easier
financial transactions than today. But the world then was not made up of
anything like the Aequality@ of peoples and nations that justify an assessment of
the world as a total system. The nature and speed of exchanges and
communications were limited; the quality of what was exchanged crude; and, of
course, the definitions of what constituted international trade, labor mobility
(working in a place rather than in an organization), and currency transfers
very different.
The development of the world as a single system is again, as it was in
the institution of national governmental bureaucracies in the early
industrializing countries, reflected in sectoral integration. The production
and distribution of scientific knowledge, today the main source of new variety,
essential for developmental change, are largely controlled by the norms and
activities of international and global scientific societies. Matters of
preference and taste in art, style, literature, and music are considerably
influenced by world trends. Political ideologies involving human rights, a good
environment, and just criminal procedures have spread from international
institutions and groups. Although these examples do not make the case for an
irreversible transformation to a global system, what can is the absence of
acceptance of any state claims to exercise its sovereignty free of the Aopinions@ and norms of other states or
international organizations or groups. Those making such assertions are on the
defensive in making or preparing for war on others or on their own peoples.
As a global system emerges and dominates and incorporates the
international one, instability, some of it leading to violence, can be
expected. In addition there are several competing Aglobal political economies@, some organized regionally, the European Union, NAFTA,
ASEAN and others by sectors, the stock exchanges, the energy industries, the
telecommunication groups. Challenges will come from the Aold order@ of states, especially those
believing that they were denied full recognition of their rights of
sovereignty. Indeed, patterns of human societies that were long submerged in
the processes of state formation will find an opportunity for renewal,
substantiating an image of the world as a single global system, but made up of
thousands of tribes. Part of that image is shaped by extreme nationalism and
sensitivity to autonomy of the new states that never got their anticipated full
legitimacy in the international system of sovereign states. What is happening
at the global level is that individuals are Adifferentiating@, becoming Acitizens@of the world while seeking to retain the security of
older identities. The Anew global age@ is a mix of cosmopolitan new localisms and old
identities.
Developmental and Globalization
Processes
Developmental processes are distinguished from growth.[3] Development increases the scale of systems;
growth, their size or the number of their elements. Both can lead to system Acrises@. At certain points the ecological
limits of development systems require system Atransformations@ to move to a higher level of development, along with Acreative destruction@
of parts of the old structures. [4] The responses of growth systems approaching
their Aphysical limits@ are retreat, decay, and decline. Developmental systems
change their components and relationships at the same time, transforming
themselves into something different by re-defining their social space or
structure. If they do not, they collapse. Growth systems are limited by
physical space and their capacity to invade and dominate other niches.
Developmental systems can continue to develop, by re-structuring their social
space, even if their physical space shrinks. Growth systems, typified by
biological systems, are those where the nature of the components and their
relationships remain the same but the number of components increases or
decreases. Development is innovation driven. Growth is achieved by
intensification of reproduction, production, or incorporation of components
from other systems at rates exceeding those of de-composition or decay.
Development occurs because of new items and relationships. A smaller Germany
after 1950 was more developed than the larger one of 1939. A small Switzerland
is more developed than a large India; a big Russia is less developed than a small
Netherlands. Nation-states, up until very recently, were primarily systems of
growth and limits that convinced their leaders ideologically that either they
had to organize better or use force to produce more and extract resources and
labor from others, or else face stagnation and decline.
The logic of growth and limits means competition among nations with
state power over people, land, and physical resources. Development, as the
integration of diversity and the creation of new variety in material things and
ideas of structure and organization, has no known limits or inherent
scarcities. The former is a Azero-sum@ game; the latter a positive sum one. A poor country in
a global system gives no advantage to a rich one other than from psychological
satisfactions from disputed invidious comparisons.
Developmental systems generate something new and integrate it, yielding
yet something else new. That is the core of the internal dynamics of
developmental change. Often this Ajust@
happens but now comes regularly from conscious individual and collective action
based on learning. The result is Atechnology@ of two functional kinds.
It either integrates something
at a higher, more encompassing level, a transportation system or an
better-engineered automobile, or it produces something new, things and ideas
and their applications, that change the system. One links the components of a
system together with less effort, time, and error; the other yields something
unique, at a particular point in time and for a specific system. This
distinction is based on the main contribution of what is new to either the
integration or the diversity of the system.
Three main intertwined, integrative processes are the first leg of
development: 1) strengthening the
relations among the components; 2) including
more components into the system; and 3) encompassing
more of what each component has into the system. A group is better integrated
as a system to the extent that the behavior of its members is predicted by the
group, that all individual members are equally affected by the group, and that
more of what each individual is and has is impacted by the group. A perfectly
integrated Agroup@system,
then, is one where everything all individuals are and do was and is determined
by the group. Something like this is only nearly approximated empirically in
designed physical systems of expensive watches and computers. Apart from
wealth, the level of integration of states is a decisive distinguishing
characteristic of Adeveloped and underdeveloped@ countries. A wealthy Saudi Arabia is a poorly
integrated, underdeveloped political system. Lots of valuable things
distributed across a politically claimed territory can yield nothing, little,
or only time for their decay.
The second leg of development is diversity. In order to develop, a
system must integrate increases in diversity. There are two sources of
diversity for any system: variety taken in from other systems or generated
internally. In either case, diversity derives from the distribution of new variety. It must be integrated for the system
to develop. The first of these, the imports, are relatively easy to understand,
even if their consequences are difficult to predict. Diffusion of innovations
is one way of describing this process. A new item of variety gets into a
system, is adopted or taken on by some components, increases in number, and is
distributed. The second way is inventing something new or different or
innovation of some new arrangement, including seeing something not seen before
(discovery). Both involve complex processes and nurturing environments. Variety
comes from combining two or more
objects together, wheels and sticks into a cart linked to a combustion engine,
or fusing two or more ideas,
chemistry and biology to materials.
From these combinations and fusions, the substance of patents
and intellectual property, two new kinds of items--objects and ideas--are generated.
The first of these can be called object
properties, things that individuals, organizations, and groups can Apossess@ or have some exclusive or priority
access to. They are items of limits: they must occupy some place in time and
space; they compete with other items; and people compete over which of them are
located where and about rights of access, either exclusive or shared. They are
at the core of modern economic theories of goods and services, exchanges and
markets. The second are ideas, including those of truth and beauty—properties proper--that can be
everywhere and used to produce new Atechnologies@ or consumed, enjoyed, directly. Their distribution or
use does not diminish their value; on the contrary, the more widely they are
distributed, the more valuable they are. The greater the distribution of
software or the address of a web page, the more valuable each becomes. In fact,
unlike, objects, they do not decay but readily meld into other ideas. A shift
in value from exchanges in things to flows of ideas is one mark of an
acceleration in the processes of globalization. Whereas relations among states
were dominated by competition and conflict and winners and losers; a global
system dominated by a flow of ideas involves the politics of queuing, who gets
what first.
Up to the point where half of the components of a system have or acquire
access to that object or idea, diversity within the system expands but at a
diminishing rate. When over half of the components have that property, then it
becomes an item of similarity, something shared. As more items are shared by
the components of a system, the base for interacting with others expands,
contributing to potential integration. When all
components have that property, then it ceases to add to diversity and becomes a
defining property of the system. Yesterday automobiles, today computers, were
imported into most countries, and initially only a few people had them. As
those properties become inclusive, it is becomes what makes the system work.
The country is electrified, Aspeaks@
Spanish, or is an automobile society.
Importing what is already present in the system may simply maintain the
system, if nothing different comes from it. Importing what is different may
even block the development if it is not distributed and integrated. A small
political elite with access to imports from everywhere may deter the
integration of that variety in their country as well as prohibit its
acquisition by others to prevent it from becoming an agent of change and
development. Importing items, however, that either adds to the diversity of a
system or contributes to its integration is developmental, whether or not they
are made in the system. Developmentally, the issue is whether or not the item
increases the diversity or integration of the system.
Structural and distributive inequalities can be overcome by
forced or subsidized distribution or access. To integrate a region or political
system into a country, it must share similarities with that system it is
becoming part of. If it is a trading system, then similarity in banking,
currency valuations, and contracts of buying and selling must be assured. A
division between automobile or computer owners and those without, in so far as
those items are part of, are integrated into, a society, will create barriers
to development. The low level of development of early European feudal security
societies divided the population between nobles and vassals on the basis of
possession of horses with stirrups When everyone has a particular property, then
they all can be included into the system on that shared property. The system
has become more integrated because an item of difference has become a property
of similarity. Literacy and general education has been among the greatest of
means of creating both diversity and similarity among individuals in modern
societies.
Social systems can be characterized by which of these two
kinds of properties, things or ideas, dominates their behavior. Agriculture is
the management of biological reproductive processes. Manufacture is harnessing
animate and inanimate power to processes of shaping and putting together
things. Administration is the organization of human activities. Science is tied
to ideas that provide the bases of organizing and re-arranging all kinds of
things, people, and ideas. A modern labor force is divided developmentally into
primary, secondary, tertiary, and quaternary sectors, with a fifth, still
awaiting general standing as a common expression. The key difference is in the
complexity of knowledge of what is Aproduced@, including their specificity: the wheat, the tool, the
administrative rule or Aservice@, the research and development, or the item of
entertainment. The fundamental difference is whether the item is an object that
derives its value from its location and scarcity or a property proper that can
be assumed or accessed by any individual regardless of who else has it and
where. Whereas the value of the first is driven by competition among various
goods and activities and their distribution; the value of the second depends on
abundance. The more people know about the ideas, the more valuable and useful
they are. A characteristic of the globalization of economies is a rapid
increase in the value of labor in the quaternary and the fifth sectors. This is
also a significant difference between the old globalization of trade and new
one of transactions and flows.
One of the main issues about current international relations
theories is whether the world of human activity has moved from one of scarcity
and zero-sum to one of positive sum. The latter is more apparent today than it
probably ever has been. A few countries and world regions are innovation driven
and have global Areach@.
The industrial revolution was about the design of mechanical systems to produce
objects at ever decreasing costs, lower inputs yielding more outputs. Today
even this is a more a matter of ideas and design rather than more power and
more resources. A service economy tailors limited skills to particular
individuals or organizations, a messy combination of ideas and activities
focused on change. What is important about services is the distribution and
application of @information@. Innovation driven systems are idea generating,
yielding variety both to produce more variety and as a value in itself. What is
new and different is inherently valued. The United States is a center in a
system of states not because it manufactures better than others but rather
because of its science and innovations, design and complexity, especially those
that globally integrate finance, insurance, transportation, and problem
solving. These examples constitute the problem for research on globalization:
integration of architects, construction engineers, and construction sites;
integration of all producers of automobile parts into a single distribution
network; integration of publishing, live entertainment, and picture and sound
records. They point to integration on a global scale, but what each represents
as indicators of human development around the world is unknown. If it were,
that would be valuable.
Systems, Developmental Systems, and
International Relations Theories
Theoretically, the world of systems can be divided into three kinds. The
most familiar of these are mechanical. Most of these are constructed, but some
can be Afound in nature@ such as waterfalls pushing against floating logs. This
kind of system has components and the relationships among them do not change.
They can collapse either by some external intrusion or by wearing out. A lot is
known about designed mechanical systems and the engineers that make them. It is
relatively easy to evaluate both the machines and their designs as good or bad.
Close approximations of international relations to mechanical
systems are closed system theories of balance of power, more broadly,
coalitions, or more restrictively, competitive two person games. Since the Areal world@ of competition and exchange only
approximate these mechanical, closed systems, the focus of thinking is by
analogies or models to the international system. The objective is to find
points of equilibrium that are the basis of the dynamics of mechanical systems.
Change moves either toward or away from it. Two international situations which Afit@relatively tightly with closed
system logics were two country arms races, the two actor prisoners=s dilemma in game theory, and five or so Agreat powers@ in coalitions of balance. Because
equilibrium and disequilibrium were known to have determined values, even
though they varied and changed rapidly, and the situations were deemed so
important politically, hundreds of publications were produced as international
relations Atheory@.
[5]
A second kind of system is ecological, which began to be understood in
the middle of the nineteenth century. The logic of ecology is that there is a
more encompassing system that envelops and dominates what it contains. It is a
world of shifting Aenvironments@, a logical concept of that which is more encompassing
and that which is encompassed. [6]
The controlling dynamics of such systems are competition, dominance, growth,
and decay. The processes are invasion, adaptation, learning, and subordination.
The components of ecological systems change; their relationships do not. Thus,
rabbits multiply and feed the foxes. The foxes multiply and the rabbits decline
in number. In all predator and prey Amodels@,
one Aeats@or
destroys the other and the other eats something else. There are winners and
losers. Because the fundamental relationships are constant, the probable
outcomes of competition can be calculated. War is one kind of predator
behavior. Differential growth in state capacities in manufacture, manpower, and
organizational coordination are forces that tripped balances of relationships
among states.
Change in ecological systems comes about through Arandom variations@, mutations of various kinds. Most
human systems, however, not only learn, adapt, but also purposefully change, a
good part of that being Atechnology@, making objects and creating ideas that make for
change. In a world of hierarchical human systems that dominate or are
subordinated by others, the relative growth and technological capacities of Aprojecting power@ has been one of the main concepts
in theories of histories of regional systems of states and war.
Most international relations theories use the logic of
ecological systems in a world of niches-- economic, political, social, and
cultural--the dominant, encompassing one in the modern era being states.
Theories of empires are obviously of this type. One niche expands and invades
others, dominating and changing them. Local resistance, intended or emanating
simply from the limits of attenuating control over expansion in territory
compounds with the expansion of other expanding niches. To this must be added
the internal dynamics of growth/decay, births/ deaths, effective/ corrupting
hierarchies. Theories of state formation follow similar theoretical lines.
Centers interact with peripheries and the centers gain ascendance over them,
through force, access to resources, or sheer cunning.[7]
The third kind of systems is developmental. The main
theoretical question about states and nations is how some of them over the past
two centuries or so were able to become systems that could generate autonomous
economic growth. Not only did they grow, but they also changed their basic
structures. The question of how and why these developmental systems impacted
human history speaks to the central problem in international relations of war
and peace. From around 1750 Europe and North America engaged processes of
simple, sustained development in terms of population growth with decreasing
infant mortality and increasing life expectancy, and increasing output per
capita. It began the most important period of human development and the most
threatening in terms of sheer capacity to destroy in the technologies of iron,
steel, and then nuclear weapons. But the most important part of state capacity
to destroy was its bureaucracy, By the twentieth century states could mobilize
to such an extent that not only were their wars AWorld
Wars@ but also made the histories of
nearly all human societies, world history. That system of war and peace was the
foundation of modern international relations theories.
Scal can be
achieved through hierarchy. States prosper from putting together many local
entities into a larger, organizational whole. Political integration is
hierarchical integration. Following some of these Amore perfect@ unions, small populations have been
able to conquer their neighbors and much beyond, to provide a peace with long
periods of prosperity, and, indeed, to flourish in religion, art, and science.
The main instrumentalities of political integration have been subordination of
unruly groups, building great cities, establishing durable roads and ports,
but, most notably, nurturing institutions of Agood@ bureaucratic administration throughout the Aland@. Successful territorial political
entities, and Astates@
have territory and people secured by an effective army, the core of the
legitimacy of any territorial political system. The business of the military is
security and expansion of territorial boundaries. The central dynamics of
stability of modern state development in Europe have been succession to
authority and secure territorial boundaries. Neither has been very stable.
Development and hierarchy are structurally in conflict. Conflicts occur
at those points where hierarchy hampers development by stifling innovation,
preventing the distribution of variety, resisting re-structuring social space,
and deterring allocations of resources.[8] From a long term macro perspective,
centralizing governmental functions to control money, credit, transportation,
standardization of production and distribution, indeed, even the labor force by
wage and eligibility of work policies can have positive functions in speeding
up and stabilizing processes of development. Centralization is a process of
national integration development. It is reflected in the history of legislation
in the United States, which established federal bureaucracies for
transportation, labor, and commerce in the late nineteenth and early twentieth
centuries. In the 1930s, later than most European countries, it instituted the
rudiments of a national distributive welfare state.
The main reason that hierarchy dampens, indeed negatively impacts
developmental processes, are twofold. First, as hierarchies expand, the
probabilities of mistakes being made increases. This is the problem of
attenuation of control and the loss of information as it moves up and down
vertical structures. A corollary of this is when there are mistakes in a
hierarchy, steps are taken to correct and avoid them. Over time, the hierarchy
accumulates huge investments in mechanisms to avoid mistakes and becomes Arisk adverse@. [9]
Risk taking, of course, is one of the key elements of developmental systems.
Second, as a system becomes more developed, it must open to imports of variety.
It is becomes positively disposed to do so as it can integrate more variety and
do so more quickly than in creating and making that variety. As a system opens, and this is especially
applicable to territorial political systems, its hierarchical control weakens.
This is the Gorbachev dilemma. Open the system to develop; keep it closed to
maintain control. Pursing both at the same time accelerates processes of
decline to a point of system collapse.
Closure and control will lead to decline relative to other systems that
are open and developmental. [10] As the rate of development increases with
its level, closed systems in competition with others will fall farther behind
faster. The easy contrasting examples are the two Koreas. One used hierarchy to
integrate and develop; loosened control and opened up to move to a higher level
of development; and then after a period of re-structuring regained processes of
development. The other one remained closed and intensified control and is
running down.
This opening of states is one of the general conditions of development
and its globalization. At some point the process becomes costly to reverse. The
choice for countries is a stark one of opening and changing--becoming global
and developing--or stagnation. There is another consequence. Not only must the
state open and de-regulate but it also must decentralize.[11]
Most of the highly developed countries began to decentralize in the 1970s. Most
of the former bureaucratic communist states established systems of local and
regional self-governance. The consequences of this, of course, is easier
penetration of state territories by global actors and local bypassing of
central control, gaining new opportunities for local democratic politics.
The Reaction of the States and the
International System: The New Politics of Globalization
No system changes without re-arranging winners and losers. No system
changes without resistance and paying homage to a weakening of previously
strong components. Christian Europe kept the localities and some of the symbols
of the Roman Empire. The guardians of state territorial integrity, the army,
can be expected to be retained in ceremonial, if not fighting form. At this
time, the world is a messy system undergoing a profound transformation,
inviting strong reactions of rejection of global institutions and arrangements
and efforts to re-establish the old order of state autonomy and national
identity.
Three counter forces to the globalization superceding the international
system, can slow down or abort the processes. First, the sheer weight of the
old order may delay or even bring down global developmental processes. This is
part of the general ecological dynamics of change. The older order is more
embedded the physical ecology of any human system. The new developmental
processes are not only faster but also weaker and must be sustained with
increasing rates of change to sustain themselves as they penetrate established
human ecological systems. They must not only bypass the cities but must
transform them, building around and on top of them. They must deal with the
national regulations on airports, postal systems, and patterns of roads. They
must reorganize financial institutions to get around national banks. Second,
any change engenders a political response. Globalization means dislocation of
peoples, breaking down established networks of human groups and associations.
The fundamental political problem with change is that the old has political
constituencies and the new only very weak ones. To the extent that politics is
democratic, the processes of globalization can be expected to meet resistance.
Third, no dynamic of change occurs without various Acrises@.
Some are uncontrollable as rapid spread of new diseases. Others come
from the usual pendulum swings that get out of balance whether in Aexuberant@ markets or miscalculations in
product development. Still others are part of the normal processes of the
uncertainties of change.
The longer-term perspective on global development is positive. It
responds to variety as an opportunity rather than as a threat. It reduces the
relative control of hierarchical political systems, especially that of nation-states,
opening up local political space to local, hopefully democratic, politics. It
provides alternatives to the scarcities of goods and services. It also provides
new experiences. It also is a system of great diversity, inviting and receptive
to new ideas from everywhere.
[1]
In J. Ciprut (ed.), The Art of the Feud: Reconceptualizing International Relations.
(Forthcoming, 2000).
[2].
For a theoretically informed
interpretation of political development to the era of the modern state system,
see S. E. Finer, The History of
Government from the Earliest Times. vols. I-III. (New York: Oxford
University Press, 1997). Finer=s focus is on the development of law
and bureaucracy. This discussion is based on H. Teune and Z. Mlinar, The Developmental Logic of Social Systems. (Beverly
Hills, CA: Sage Publications, 1978). It looks at dialectical processes of
diversity and integration from a macro learning perspective. These two
approaches in some ways are faint versions of the now receding debate between
the heirs of Max Weber, law and bureaucracy, and Karl Marx, social and economic
relations.
[3]. For a discussion of growth and
developmental systems, see, H. Teune, Growth.
(Newbury Park, CA: Sage Publications, 1988).
[4]. This, of course, is taken from J.
Schumpeter, Capitalism, Socialism,
Democracy. (New York: Harper, 1942).
[5]. Initially, there were Richardson=s models; later any number of analyses of strictly
competitive games among countries, with the big loser payoff. Both were applied
to country competition.
[6]. For an example of applications of
classical ecology, see A. Hawley (ed.), Societal
Growth: Processes and Implications. (New York: The Free Press, 1979). The nineteenth
century ecological paradigm attributed to E. Haeckel moved to human ecology in
the early twentieth (the Chicago School), to social ecology in the 1960s, and
then back again to the interpretation of the environment of human systems as
physical and biological.
[7]. The problem of strengthening states
received special attention in the post-colonial period as the question of
political integration. On the one hand, there was the problem of creating
effective or strong state organizations in Atribal@ and weak societies; and, on the other, in reducing the
de-stabilizing potential conflicts between large and small countries in
specific regions. The concept of political integration was a theoretical
container for advancing thinking on this problem. See. J. Toscano and P. Jacob
(eds.), The Integration of Political
Communities. (Philadelphia, PA: Lippincott, 1964).
[8]. See H. Teune, ADevelopment, Modernization, Democracy, and Conflict@ in J. Ciprut (ed.), Fears and Foes. (Forthcoming, 2000).
[9]. This interpretation is based on M.
Mayer, The Limits to Bureaucratic Growth.
(New York: w. de Gruyter, 1985).
[10]. See H. Teune and Z. Mlinar, ADevelopment and the Openness of Systems@ in R. Strassoldo (ed.), Boundaries and Regions. (Trieste: Lint. 1973).
[11]. See, H. Teune, AGlobal and Regional Dynamics of Democracy: Global
Perspectives@. Paper delivered to the
International Conference on Comparative Regional Studies, Tohoku University,
1997.
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